Outbound Wiki

Established business relationship exemption

When an existing or recent business relationship can permit a telemarketing call despite national do-not-call registration.

At the time of the call, you must be able to prove an established business relationship from the account record. It is not a permanent label on a contact. The definition uses two windows measured backward from the time you dial.1 A purchase or transaction qualifies for 18 months immediately preceding the call.2 An inquiry or application qualifies for 3 months immediately preceding the call.3 A repeat purchase restarts the transaction window.4 A company-specific do-not-call request ends the EBR immediately.5

What the exemption covers

First decide whether the planned contact is a telephone solicitation that needs an exemption. This keeps the relationship test focused on the call's purpose.

FCC regulations prohibit telephone solicitations to residential subscribers whose numbers are registered on the National Do-Not-Call Registry.6 A telephone solicitation is the initiation of a call or message to encourage the purchase, rental, or investment in property, goods, or services.7 A call that fits that definition is excluded when the person gave prior express invitation or permission, the call rests on an established business relationship, or the caller has a personal relationship with that person.8

Run the list through these checks

Start with the call you plan to make, then work backward through the account record. Move on only when each answer is clear.

Stage What you are trying to learn Example question
Call purpose Whether the planned contact is a telephone solicitation Will this call encourage a purchase, rental, or investment?
Relationship Whether the person and the caller have a qualifying business relationship What did this person do with our company, and when?
Qualifying event Whether the record shows a purchase, transaction, inquiry, or application Which account event supports the call?
Timing Whether that event still sits inside the applicable window What date should I measure backward from?
Suppression Whether the person has asked this company to stop calling Has this person requested no further calls from us?
Remaining rules Which national, state, consent, and calling-time rules still apply What rule remains after the EBR check?

Prove the relationship before you dial

Use the account history to prove the connection before dialing. The record must connect the person to the same company making the call.

The EBR test requires voluntary two-way communication based on a purchase or transaction with the caller, or on an inquiry about the caller's products or services.9 Pull the event from the account record and identify the company attached to it. Record the event type, the date, the person reached, and the number you plan to call. If the record shows only a shared list, an old brand, or an affiliated company, pause the call and send the relationship for review.

In a DNC dispute, the defendant argued that its calls fell within the rule's exceptions.10 The court left that issue for the jury to decide.11 A contact may look familiar in a sales system even when the relationship is hard to prove outside it.

Measure the right window

After you identify the event, measure backward from the planned call. Review the transaction and inquiry paths separately.

A purchase or transaction with the company supports the EBR for the period immediately preceding the call covered by the transaction window.2 An inquiry or application about the company's products or services supports the shorter inquiry window.3 When the account has more than one event, use the most recent qualifying event. A repeat purchase restarts the transaction window.4

Write the event date beside the planned call record before dialing. If the event type is unclear, do not choose the longer window by default. Resolve whether the record shows a transaction or an inquiry first.

Check suppression separately

Check the company's own do-not-call record separately from the EBR. Search for a request tied to the company making the call, and stop the call path when one appears.

A company-specific do-not-call request terminates the EBR immediately, regardless of whether a time window remains open.5 A company must honor a person's request not to receive calls even when an established business relationship exists.12 Keep that request attached to the person and company, so a later purchase does not reopen the calling path.

Keep EBR inside its lane

An EBR result is one part of the calling decision. Complete the review before treating the number as callable.

The EBR exemption applies to the national do-not-call rules. It does not replace consent or extend calling hours.13 If the relationship record fails, check whether a separate permission route supports the contact. That permission must be shown by a signed written agreement stating that the consumer agrees to be contacted and identifying the telephone number that may be called.14 Keep that permission record separate from the EBR record.

State rules can add their own conditions. Pennsylvania lists calls to a person with whom the seller or telemarketer had an established business relationship during the preceding 12 months as an exception.15 Oregon describes an established business relationship through a previous transaction or series of transactions within the 18 months preceding the call.16 Apply the relevant state review after the federal relationship check. Do not use one state's formulation as a universal rule.

What not to do

  • Do not keep calling because a person bought recently if that person asked the company not to call. The request controls even when an EBR exists.12
  • Do not carry another company's customer history into your EBR decision without review. A ruling addressed whether exemptions to the National Do-Not-Call prohibition can be transferred.17
  • Do not treat the EBR result as permission to ignore consent requirements or calling-time restrictions.13
  • Do not let a state-specific EBR period replace the state rule that applies to the call.15

Sources

  1. 1
    “The definition at 47 C.F.R. § 64.1200(f)(5) turns on two clocks, both measured backward from the moment you dial:”
  2. 2
    “Purchase or transaction with your company 18 months immediately preceding the call”
  3. 3
    “Inquiry or application regarding your products or services 3 months immediately preceding the call”
  4. 4
    “The windows run from the most recent qualifying event — a repeat purchase restarts the 18-month clock.”
  5. 5
    “Company-specific do-not-call request Terminates the EBR immediately, regardless of either window”
  6. 6
    “Under the Federal Communication Commission’s (“FCC”) TCPA-implementing regulations, callers are prohibited from making a “telephone solicitation to . . . a residential telephone subscriber who has registered his or her telephone number on the” DNC.[3]”
  7. 7
    “The definition of “telephone solicitation” is “the initiation of a telephone call or message for the purpose of encouraging the purchase or rental of, or investment in, property, goods, or services, which is transmitted to any person.”[4]”
  8. 8
    “A call that otherwise meets that definition is not considered a “telephone solicitation” if the called party provided his or her “prior express invitation or permission” (“PEIP”), or if it was made pursuant to an “established business relationship” (“EBR”) with the called party (or if the caller has a “personal relationship” with you).[5]”
  9. 9
    “For the established business relationship (EBR) exemption to apply, the caller must demonstrate a relationship formed by a voluntary two-way communication between caller and consumer based on either: (1) the consumer’s purchase or transaction with the caller within the previous 18 months; or (2) the consumer’s inquiry regarding products or services offered by the caller within the previous three months.”
  10. 10
    “The defendant argued that its calls fell within the DNC rule’s exceptions.”
  11. 11
    “But the court left it up to the jury to decide that issue, a decision we dig into below.”
  12. 12
    “If you ask a company not to call you, it must honor your request, even if you have an established business relationship.”
  13. 13
    “That is the entire exemption: it unlocks the national DNC rules and nothing else — not consent, not extended hours — and it dies the moment the person says stop.”
  14. 14
    “The second reference provides that a person will not be liable for making a telephone solicitation to a residential telephone subscriber who has registered his or her telephone number on the DNC if that person “has obtained the subscriber’s [PEIP]. Such permission must be evidenced by a signed, written agreement between the consumer and seller which states that the consumer agrees to be contacted by the seller and includes the telephone number to which the calls may be placed[.]”[7]”
  15. 15
    “Calls to persons with whom the seller or telemarketer has an established business relationship within the past 12 months preceding the call.”
  16. 16
    “Calls made with an established business relationship, defined as a previous transaction or series of transactions between a caller and a party that occurred within the 18 months that preceded a call.”
  17. 17
    “A recent ruling under the Telephone Consumer Protection Act (TCPA) from the Southern District of New York addresses critical TCPA compliance issues, specifically focusing on the transferability of exemptions to the general prohibition against sending marketing messages to consumers listed on the National Do-Not-Call Registry (“National DNC”).”