Outbound Wiki

CAN-SPAM and CASL

The US and Canadian rules for commercial email and what each requires of a cold sender.

Treat recipient jurisdiction and message purpose as routing decisions before writing copy. The consent rules change by jurisdiction. In the United States, CAN-SPAM permits commercial email without prior consent when its requirements are met, and the law has no B2B exception.1 In Canada, CASL generally requires express or implied consent before sending, and the sender must prove permission.2 Asking for consent by email is itself a commercial electronic message.3 Build the workflow around that gate, then check identity, disclosures, and unsubscribe handling.

Classify the send

Decide whether the message is commercial and which permission path applies before building a sequence or approving a recipient.

CAN-SPAM covers commercial messages whose primary purpose is advertising or promoting a commercial product or service, including email that promotes content on commercial websites.4 The law has no B2B carve-out and no volume floor below which its rules stop applying.5

Route by jurisdiction

Use the recipient's jurisdiction as a compliance input, even when your operation sits elsewhere. Make this decision before deciding whether outreach is permitted.

CASL applies to a commercial electronic message sent from a computer within Canada or accessed by a computer in Canada.6 An organization operating solely outside Canada will, in most cases, need to comply when communicating with Canadian clients or customers.7 A cold sales email is a commercial electronic message under CASL.8

Mark the record for the applicable route. A Canadian path needs a permission check before the message enters a send queue.

Prove permission

Use a recorded permission basis as the gate for a CASL send. If the record cannot show why the message is allowed, hold it.

A compliant send requires express consent, implied consent, or a listed exemption.9 Implied consent may apply when the recipient has conspicuously published business contact information, has not indicated a wish to receive no unsolicited commercial electronic messages, and the message is relevant to the recipient's business, role, functions, or duties in a business or official capacity.10

If you rely on an existing business relationship, send within the applicable CASL time frames.11 Messages sent to enforce a right, satisfy a legal obligation, or provide notice of a legal right are exempt from CASL.12

Keep consent evidence, unsubscribe logs, and send logs with the recipient record because CASL places the burden of proof on the sender.13 Your systems also need to track consent and give effect to unsubscribe requests.14 Move on when the record contains a basis you can explain without reconstructing the decision from memory.

Build the message

Audit each field before the message goes out. The recipient should be able to identify who sent it, what the message is about, and how to stop future messages.

The From, To, Reply-To, and routing information, including the originating domain and email address, must be accurate and identify the person or business that initiated the message.15 Use accurate routing information and subject lines, include a valid postal address, provide a clear opt-out mechanism, and keep oversight of any vendor sending on your behalf.16

Each separate email that violates CAN-SPAM can incur a penalty of up to $53,088.17 Treat the field check as a release condition for every commercial message.

Make unsubscribe work

Test the unsubscribe path, the record update, and the effect on future sends before relying on the mechanism.

Under CAN-SPAM, an unsubscribe link may lead to a page where the recipient enters an email address and clicks a button.18 The mechanism must work for at least 30 days after the message, the sender must honor the request within 10 business days, and the recipient cannot be charged a fee or required to do more than reply or visit one web page.19

CASL requires commercial electronic messages to contain specified disclosures and an unsubscribe mechanism.20 Every unsubscribe request must be processed within 10 business days or less and at no cost to the recipient.21

When a test request arrives, confirm that the recipient is recorded as unsubscribed and that the send system can act on that record. Move on only after the mechanism and the record produce the same result.

What not to do

Use these as release blockers when reviewing a campaign. Each one points to a failure that can survive a superficial message check.

  • Do not assume a small send falls outside CAN-SPAM. The law has no minimum send volume below which its rules stop applying.5
  • Do not use false or misleading header information.22
  • Do not treat a List-Unsubscribe header or an easy unsubscribe link as a complete substitute for the regulatory opt-out link requirements in the message body.23
  • Do not assume that a message exempt from the CASL consent requirement is free from the other CASL requirements, including disclosures and an unsubscribe mechanism.24

Sources

  1. 1
    “In the United States, yes. CAN-SPAM permits commercial email without prior consent, and the Federal Trade Commission states that the law makes no exception for business-to-business mail, so every requirement applies to B2B outreach.”
  2. 2
    “Under CASL you generally may not, and the burden of proving you were allowed to sits on you.”
  3. 3
    “Electronic messages requesting express consent under CASL are also considered to be CEMs.”
  4. 4
    “It covers all commercial messages, which the law defines as “any electronic mail message the primary purpose of which is the commercial advertisement or promotion of a commercial product or service,” including email that promotes content on commercial websites.”
  5. 5
    “There is no B2B carve-out, no exemption for one company writing to another, and no volume floor below which the rules switch off.”
  6. 6
    “CASL applies to any CEM that is either sent from a computer within Canada or accessed by a computer in Canada.”
  7. 7
    “even organizations operating solely outside of Canada will, in most cases, be required to comply with CASL if they communicate with Canadian clients or customers.”
  8. 8
    “CASL regulates commercial electronic messages, or CEMs: any electronic message that encourages participation in a commercial activity, sent to or accessed from a computer system in Canada. A cold sales email is squarely a CEM.”
  9. 9
    “You have consent, express or implied, or a listed exemption applies.”
  10. 10
    “conspicuously published their business contact information AND the recipient has not indicated a wish not to receive unsolicited CEMs; and your message is relevant to the recipient's business, role, functions or duties in a business or official capacity.”
  11. 11
    “If you’re relying on an existing business relationship for the purposes of implied consent, you must ensure that the message is sent within the appropriate time frames (see subsection 10(10) of CASL).”
  12. 12
    “Messages sent to enforce a right, satisfy a legal obligation, or provide notice of a legal right, are exempt from CASL.”
  13. 13
    “Keep the records. Consent evidence, unsubscribe logs, and send logs are your only defence, and CASL puts the burden on you.”
  14. 14
    “Compliance with CASL includes implementing systems to track recipient consents and giving effect to requests to unsubscribe.”
  15. 15
    “Your “From,” “To,” “Reply-To,” and routing information – including the originating domain name and email address – must be accurate and identify the person or business who initiated the message.”
  16. 16
    “It requires accurate routing information and subject lines, a valid postal address, a clear opt-out mechanism, prompt honoring of opt-outs, and oversight of vendors sending on your behalf.”
  17. 17
    “Each separate email in violation of the CAN-SPAM Act is subject to penalties of up to $53,088, so non-compliance can be costly.”
  18. 18
    “US CAN-SPAM law does allow the unsubscribe link to go to a web page with a text entry box, where the recipient is required to enter their email address and click a button to be unsubscribed.”
  19. 19
    “CAN-SPAM gives you 10 business days to honor an email opt-out, your opt-out mechanism has to keep working for at least 30 days after the message goes out, you cannot charge a fee or make someone do more than send a reply or visit a single web page, and each violating email carries penalties up to $53,088.”
  20. 20
    “CASL requires commercial electronic messages to contain certain disclosures and an unsubscribe mechanism.”
  21. 21
    “Remember that every unsubscribe request must be actioned within 10 business days or less and at no cost to the recipient”
  22. 22
    “Don’t use false or misleading header information.”
  23. 23
    “The presence of List-Unsubscribe headers and easy unsubscribe links do not satisfy certain regulatory requirements for an opt-out link in the message body of marketing emails, such as the CAN-SPAM Act.”
  24. 24
    “it is still necessary to comply with other CASL requirements, such as including the message disclosure requirements and unsubscribe mechanism discussed below.”